Log in or Register for enhanced features | Forgotten Password?
White Papers | Suppliers | Events | Report Store | Companies | Dining Club | Videos

Policies & Regulatory Compliance
Return to: BBR Home | Policies & Regulatory Compliance | News
Search Refinements

Policies & Regulatory Compliance News

View news from other Banking sectors:
136-150 of 377 results
RBI issues draft guidelines for licensing of payments banks and small banks
By BBR Staff Writer
The Reserve Bank of India released on its website, the Draft Guidelines for “Licensing of Payments Banks” and Draft Guidelines for “Licensing of Small Banks”. The Reserve Bank has sought views/comments on the draft guidelines from all interested parties and general public.
Policies & Regulatory Compliance > News
Blackstone, KKR and TPG near settlement on collusion case
By BBR Staff Writer
Blackstone Group, KKR and TPG Capital are reportedly conducting negotiations to resolve charges that they conspired to suppress competition in some of the biggest buyout deals before the financial crisis.
Policies & Regulatory Compliance > News
BofA offers $13bn to settle residential mortgage disputes
By BBR Staff Writer
Bank of America (BofA) has reportedly offered to pay $13bn to the US regulators to resolve the long-running defective residential-mortgage-securities sale investigation.
Policies & Regulatory Compliance > News
MAS recommends tougher anti-money laundering rules
By BBR Staff Writer
The Monetary Authority of Singapore (MAS) released a consultation paper on proposed amendments to its notices to financial institutions (FIs) on anti-money laundering and countering the financing of terrorism (AML/CFT).
Policies & Regulatory Compliance > News
S&P Ratings Services plans to settle US DoJ’s inflated ratings lawsuit
By BBR Staff Writer
Standard & Poor's (S&P) Ratings Services is reportedly planning to restart negotiations with the US Department of Justice (DoJ) to resolve a pending lawsuit following more than a year of fighting.
Policies & Regulatory Compliance > News
SEC fines Ernst & Young for auditor independence rules violation
By BBR Staff Writer
Ernst & Young has been fined by the US Securities and Exchange Commission (SEC) for violation of auditor independence rules that seeks firms to maintain their objectivity and impartiality with customers.
Policies & Regulatory Compliance > News
Citi, US regulators reach $7bn settlement over shoddy mortgages sale
By BBR Staff Writer
Citigroup is set to announce a $7bn deal with the US authorities today aimed at settling an investigation into its alleged sale of private-label mortgage-backed securities in the run-up to the 2008 financial crisis.
Policies & Regulatory Compliance > News
Commerzbank likely to pay up to $800m to resolve US probe
By BBR Staff Writer
German banking and financial services company Commerzbank is likely to pay between $600m and $800m to settle a probe into its alleged dealings with countries sanctioned by the US.
Policies & Regulatory Compliance > News
European Commission clears Alpha Bank’s restructuring plan
By BBR Staff Writer
The European Commission has cleared the proposed restructuring of Greece's Alpha Bank through further downsizing of international operations and a reinforcement of local operations.
Policies & Regulatory Compliance > News
LSEG, Wipro join forces to launch a hosted enterprise reconciliation utility
By BBR Staff Writer
London Stock Exchange Group (LSEG) and Wipro have entered into a strategic partnership to provide a hosted, end-to-end reconciliation solution for the financial services industry.
Policies & Regulatory Compliance > News
ECB reveals further details of targeted longer-term refinancing operations
By BBR Staff Writer
The Governing Council of the European Central Bank (ECB) decided on further technical details of a series of targeted longer-term refinancing operations (TLTROs), announced on 5 June 2014.
Policies & Regulatory Compliance > News
SunTrust agrees to pay $320m to settle HAMP mortgage modification probe
By BBR Staff Writer
SunTrust Mortgage has signed an agreement with the US Department of Justice (DoJ) to settle a criminal investigation of its administration of the Home Affordable Modification Program (HAMP) from 2009 to 2010.
Policies & Regulatory Compliance > News
SEC fines five traders for short selling violations
By BBR Staff Writer
The Securities and Exchange Commission charged five traders for committing short selling violations while trading for themselves and Worldwide Capital Inc., a Long Island, N.Y.-based proprietary firm that earlier this year paid the largest-ever monetary sanction for Rule 105 violations.
Policies & Regulatory Compliance > News
BlueBay chooses Confluence NXT regulatory reporting solution
By BBR Staff Writer
Confluence, the global leader in investment data management automation, announces that BlueBay Asset Management, a leading specialist manager of fixed income and alternative investment products, has chosen Confluence's Unity NXT regulatory reporting solutions to automate its data reporting processes, both to comply with current regulatory demands and in anticipation of future ones.
Policies & Regulatory Compliance > News
BNP Paribas agrees to pay $8.97bn to settle US sanctions violations probe
By BBR Staff Writer
BNP Paribas has agreed to pay a penalty of $8.97bn to the US authorities to resolve investigation relating to US dollar (USD) transactions involving parties subject to the US economic sanctions.
Policies & Regulatory Compliance > News
136-150 of 377 results