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Policies & Regulatory Compliance News

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16-30 of 377 results
UBS, Deutsche Bank lose bonus tax case in UK
By BBR Staff Writer
UBS and Deutsche Bank have lost a legal battle in the UK brought by HM Revenue & Customs (HMRC) on bonus schemes designed to avoid £135m in tax.
Policies & Regulatory Compliance > News
UK watchdog extends retail banking investigation
By BBR Staff Writer
The UK's Competition and Markets Authority (CMA) has extended the deadline for its investigation into retail and small business banking sectors.
Policies & Regulatory Compliance > News
EU and Andorra sign deal to curb tax evasion
The EU and Andorra have signed a new tax transparency agreement that will make it harder for EU citizens to stash undeclared income in financial institutions in Andorra.
Policies & Regulatory Compliance > News
Report says data sharing could improve competition in UK banking sector
A new report from the Open Banking Working Group (OBWG) revealed that data sharing between banks could help consumers compare banking products and encourage competition in the sector.
Policies & Regulatory Compliance > News
Seamless Partners with Xpress Money and enters the international money transfer market
In 2015, approximately $601 billion[1] was transferred by foreign workers to their families residing in their home countries with an average transfer fee of 7.37% (Q4 2015)[2].
Policies & Regulatory Compliance > News
European Central Bank probes euro zone banks' bad loans
By BBR Staff Writer
The European Central Bank (ECB) has reportedly launched an investigation into euro zone banks to assess how the banks are managing bad loan holdings.
Policies & Regulatory Compliance > News
J.P. Morgan Securities to pay $4m in fine over deceptive conduct
By BBR Staff Writer
J.P. Morgan Securities (JPMS) has been fined $4m by the US Securities and Exchange Commission (SEC) for misleading customers about its brokers’ compensation.
Policies & Regulatory Compliance > News
JPMorgan Chase Bank to pay $48m over mortgage servicing issues settlement
By BBR Staff Writer
JPMorgan Chase Bank will pay $48m to settle mortgage servicing-related issues with the Office of the Comptroller of the Currency (OCC), a division of the US Treasury.
Policies & Regulatory Compliance > News
Morgan Stanley to pay $8.8m over prearranged trading scandal settlement
By BBR Staff Writer
Morgan Stanley Investment Management has agreed to pay $8.8m to settle charges with the US Securities and Exchange Commission (SEC) over a prearranged trading scandal or parking that favored certain clients' accounts over others.
Policies & Regulatory Compliance > News
South Korea approves first internet-only banks
By BBR Staff Writer
South Korea’s Financial Services Commission (FSC) has given its consent to consortia led by Kakao and KT Corp, to establish internet-only banks in the country.
Policies & Regulatory Compliance > News
Italy launches €3.6bn plan to rescue troubled banks
By BBR Staff Writer
The Italian government has launched a €3.6bn plan to rescue four small and midsize local banks that are in trouble.
Policies & Regulatory Compliance > News
EU sues six member states for failing to adopt new bank recovery law
By BBR Staff Writer
The European Commission is bringing a civil action against six EU member states which failed to implement a law on bank recovery and resolution (BRRD).
Policies & Regulatory Compliance > News
Bank of England proposes new rules for banks restructuring
The Bank of England has proposed new rules that are expected to strengthen the financial system in the UK through structural reform.
Policies & Regulatory Compliance > News
European Parliament adopts revised rules for safe electronic payment services
By BBR Staff Writer
The European Parliament has adopted the revised Directive on Payment Services (PSD2) proposed by the European Commission for enhanced consumer protection and improved security of electronic payment services.
Policies & Regulatory Compliance > News
FCA introduces new whistleblowing rules for employees at financial firms in UK
By BBR Staff Writer
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have introduced new rules that will make it easier for the employees to blow whistle about illegal behavior in financial firms.
Policies & Regulatory Compliance > News
16-30 of 377 results