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16-30 of 372 results
European Central Bank probes euro zone banks' bad loans
By BBR Staff Writer
The European Central Bank (ECB) has reportedly launched an investigation into euro zone banks to assess how the banks are managing bad loan holdings.
Policies & Regulatory Compliance > News
J.P. Morgan Securities to pay $4m in fine over deceptive conduct
By BBR Staff Writer
J.P. Morgan Securities (JPMS) has been fined $4m by the US Securities and Exchange Commission (SEC) for misleading customers about its brokers’ compensation.
Policies & Regulatory Compliance > News
JPMorgan Chase Bank to pay $48m over mortgage servicing issues settlement
By BBR Staff Writer
JPMorgan Chase Bank will pay $48m to settle mortgage servicing-related issues with the Office of the Comptroller of the Currency (OCC), a division of the US Treasury.
Policies & Regulatory Compliance > News
Morgan Stanley to pay $8.8m over prearranged trading scandal settlement
By BBR Staff Writer
Morgan Stanley Investment Management has agreed to pay $8.8m to settle charges with the US Securities and Exchange Commission (SEC) over a prearranged trading scandal or parking that favored certain clients' accounts over others.
Policies & Regulatory Compliance > News
South Korea approves first internet-only banks
By BBR Staff Writer
South Korea’s Financial Services Commission (FSC) has given its consent to consortia led by Kakao and KT Corp, to establish internet-only banks in the country.
Policies & Regulatory Compliance > News
Italy launches €3.6bn plan to rescue troubled banks
By BBR Staff Writer
The Italian government has launched a €3.6bn plan to rescue four small and midsize local banks that are in trouble.
Policies & Regulatory Compliance > News
EU sues six member states for failing to adopt new bank recovery law
By BBR Staff Writer
The European Commission is bringing a civil action against six EU member states which failed to implement a law on bank recovery and resolution (BRRD).
Policies & Regulatory Compliance > News
Bank of England proposes new rules for banks restructuring
The Bank of England has proposed new rules that are expected to strengthen the financial system in the UK through structural reform.
Policies & Regulatory Compliance > News
European Parliament adopts revised rules for safe electronic payment services
By BBR Staff Writer
The European Parliament has adopted the revised Directive on Payment Services (PSD2) proposed by the European Commission for enhanced consumer protection and improved security of electronic payment services.
Policies & Regulatory Compliance > News
FCA introduces new whistleblowing rules for employees at financial firms in UK
By BBR Staff Writer
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have introduced new rules that will make it easier for the employees to blow whistle about illegal behavior in financial firms.
Policies & Regulatory Compliance > News
US Fed approves $3.7bn merger between Hudson City and M&T Bank
By BBR Staff Writer
The Federal Reserve Board in the US has approved the $3.7bn merger of Hudson City Bancorp and M&T Bank.
Policies & Regulatory Compliance > News
Liberty Bank and Naugatuck Valley Financial receive approval for merger
By BBR Staff Writer
Liberty Bank and Naugatuck Valley Financial Corporation have secured approval from the Federal Deposit Insurance Corporation (FDIC) for the merger of latter's bank subsidiary Naugatuck Valley Savings and Loan into Liberty Bank.
Policies & Regulatory Compliance > News
Citigroup affiliates to pay $180m to settle hedge fund fraud charges
The Securities and Exchange Commission has announced that two Citigroup affiliates have agreed to pay nearly $180m to settle charges that they defrauded investors in two hedge funds by claiming they were safe, low-risk, and suitable for traditional bond investors
Policies & Regulatory Compliance > News
Bank of England likely to introduce stricter stress tests for UK financial sector
By BBR Staff Writer
The Bank of England (BoE) might implement stress tests of different severity to test the effectiveness of financial systems during changing financial situations.
Policies & Regulatory Compliance > News
New Federal Reserve rules require key US banks to hold additional capital
By BBR Staff Writer
The Federal Reserve System has approved a new rule which requires eight key banks in the US to hold additional capital buffers in a bid to avoid a major financial collapse.
Policies & Regulatory Compliance > News
16-30 of 372 results