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121-135 of 377 results
EC clears Banco Espirito’s state resolution plan
By BBR Staff Writer
The European Commission (EC) has approved the multibillion-euro state resolution plan of the troubled Portuguese lender Banco Espirito Santo (BES).
Policies & Regulatory Compliance > News
BofA fined $1.3bn over mortgage loans fraud
By BBR Staff Writer
A New York state judge has imposed around $1.3bn in penalties to Bank of America (BofA) for fraud over a loan production program by its unit, Countrywide Financial.
Policies & Regulatory Compliance > News
Bank of England plans to take back bonuses from rule-breaking bankers
By BBR Staff Writer
Bank of England (BoE) is set to reveal a new plan, under which it aims to punish rule-breaking bankers by taking back bonuses, which were awarded as far as seven years ago and which have been cashed and spent.
Policies & Regulatory Compliance > News
Lloyds to pay £218m to settle LIBOR and BBA repo rate issues
By BBR Staff Writer
Lloyds Banking Group (LBG) has reached £218m agreement with the US and UK regulators to settle the manipulation charges of the British Bankers’ Association (BBA) London Interbank Offered Rate (LIBOR) and Sterling Repo Rate.
Policies & Regulatory Compliance > News
Societe Generale Wolters Kluwer’s risk management and regulatory reporting solution
By BBR Staff Writer
Wolters Kluwer Financial Services announced that one of the largest European financial services groups, Société Générale Private Banking, has selected its Risk Management and Regulatory Reporting solution to help facilitate compliance with the Capital Requirements Directive IV in Belgium.
Policies & Regulatory Compliance > News
Citigroup unit fined by SEC for fradulent ATS operation
By BBR Staff Writer
Citigroup business unit LavaFlow has been charged by the US Securities and Exchange Commission (SEC) over failure to protect confidential subscriber data while operating alternative trading system (ATS).
Policies & Regulatory Compliance > News
Goldman Sachs likely to pay $1.25bn for mortgage settlement
By BBR Staff Writer
Goldman Sachs Group may end up paying up to $1.25bn to US regulators to settle allegations of selling faulty residential mortgage-backed securities (RMBS) to Fannie Mae and Freddie Mac in lead up to the financial crisis.
Policies & Regulatory Compliance > News
Lloyds likely to pay up to £300m to settle Libor rigging probe
By BBR Staff Writer
Lloyds Banking Group has reportedly agreed to pay up to £300m to US and UK regulators to settle an investigation into its alleged attempts to manipulate the London Interbank Offered Rate (LIBOR).
Policies & Regulatory Compliance > News
Morgan Stanley to pay $275m to settle SEC RMBS probe
By BBR Staff Writer
Morgan Stanley has agreed to pay $275m to settle allegations that its entities misled investors in a pair of residential mortgage-backed securities (RMBS) securitization.
Policies & Regulatory Compliance > News
European Commission approves NBG’s restructuring plan
By BBR Staff Writer
The European Commission (EC) has cleared the proposed restructuring plan of the National Bank of Greece (NBG).
Policies & Regulatory Compliance > News
UK FCA accelerates currency manipulation settlement
By BBR Staff Writer
The UK Financial Conduct Authority (FCA) is reportedly in talks with a group of banks to reach a first settlement in global investigation into alleged rigging of rates in currency markets.
Policies & Regulatory Compliance > News
US Securities and Exchange Commission adopts money market fund reform rules
The Securities and Exchange Commission adopted amendments to the rules that govern money market mutual funds.
Policies & Regulatory Compliance > News
ASIC fines RBS for Australian Bank Bill Swap Rate misconduct
By BBR Staff Writer
ASIC accepted an enforceable undertaking (EU) from The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V. (RBS) in relation to potential misconduct involving the Australian Bank Bill Swap Rate (BBSW).
Policies & Regulatory Compliance > News
US accuses Barclays and Deutsche Bank of aiding hedge funds in tax evasion
By BBR Staff Writer
World banking giants Barclays and Deutsche Bank have been accused by the US of helping more than a dozen hedge funds in tax evasion.
Policies & Regulatory Compliance > News
UK Serious Fraud Office to launch forex market manipulation probe
By BBR Staff Writer
The UK’s Serious Fraud Office (SFO) is reportedly planning to launch the criminal investigation into alleged manipulation of the $5.3trn-a-day foreign-exchange (forex) market.
Policies & Regulatory Compliance > News
121-135 of 377 results